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How to train staff to pass an AEPD inspection

How to train staff to pass an AEPD inspection

by
Kymatio
|

Are you facing an inspection by the AEPD? Discover how to transform your workforce into your best defense with a hands-on GDPR awareness strategy and training.

IN THIS article

The image of an inspection by the Spanish Data Protection Agency (AEPD) has changed radically. It is nol onger a mere documentary procedure confined to a meeting room. Today,inspectors go down to the field: they go through your offices, approach asalesperson, an administrative person or a developer and ask questions. They wWantTheywant to see if your data protection culture is a tangible reality or just aset of policies that no one knows about.

For a CISO or chief security officer,this is the critical point of the assessment. You've invested months, evenyears, in technology, processes, and documentation to comply with GDPR andNIS2, but the success of an AEPD inspection depends on your people. However, the most unpredictable factor in that audit is not a server, but a person. Anincorrect answer, a doubt or a gesture of ignorance on the part of an employeecan ruin all your effort and set off the inspector's alarms.

The good news is that this risk can bemanaged. The solution lies not in more manuals, but in an  intelligent, action-oriented GDPRawareness and training program designed to successfully pass an AEPD inspection. This article isyour battle plan: a practical guide to making your workforce your bestdefense asset during an inspection, ensuring that each person knows how toact and what to say when the time comes.

The 3 Fundamentals of Training for a Successful Inspection

To build a strong human defense againstan AEPD inspection, your strategy cannot depend on one-off training, buton an ongoing awareness program. It must be supported by three practicaland periodic pillars that transform theoretical knowledge into real anddemonstrable behavior.

1. Applied Documentation: From Policy to Practice

●     The problem: You have folders full of pristine GDPR security policies and documentation, but the AEPD wants to see that theory apply. An inspector won't ask you forthe manual; It will ask an employee directly what they do if they find a pendrive in the car park. If the answer is "I don't know" or"I think that...", that policy is worthless, because it loses allits evidentiary validity.

●     The solution: Focus GDPR awareness on applicability. Each member of the teamdoes not need to recite the rules, but to know and understand the 2 or 3procedures that directly impact their role. He uses examples from hisday-to-day life, not legal jargon. The aim is for the clean table policy,the protocol for notifying breaches or teleworking rules to come to life intheir daily actions.

2. Preparing for Interviews: The Moment of Truth

●     The problem: The pressure of having an AEPD inspector in front of you can block thebest-intentioned person. Nervousness leads to speculation, overly long answers,or worse, to inventing an answer for fear of not knowing. An inaccurateanswer is just as dangerous as an incorrect one.

●     The solution: Develop Q&A sessions that simulate interview preparation.The objective is not to "catch" anyone, but to give them confidence.Train them to give short, direct and truthful answers, and to internalize a keyphrase: "I don't have that exact data, but I know who to turn to". Theymust know how to escalate any doubts to their manager or the DPO,demonstrating that the protocol works.

3. The Mock Inspection: The Real Verification

●     The problem: You've explained the theory and done Q&A sessions, but how willyour team react in a real, unexpected scenario? The theory does notguarantee a correct answer under the pressure of a real inspection.

●     The solution: The ultimate test is to organize a mock inspection. Hire athird party or form an internal team (red team) to execute a surpriseaudit, replicating the entire process: from the arrival of the"inspector" to random interviews. To better understand how to measurethe response to these stimuli, you can consult a complete guide on attack simulation.This is the only way to identify cracks and measure the real preparedness ofyour organisation, as described by the AEPD's own inspection actions. The post-report is yourroadmap for continuous improvement.

Typical Inspection Questions andHow to Deal with Them

A key part of a practical awarenessprogramme is anticipating the questions that an AEPD inspector may ask.They are not looking for academic answers, but for evidence that securityprocedures are integrated into real operations. The questions vary by role, butalways focus on the "how" and "what would you do if...".

For General Employees

The questions will focus on everydaysituations to measure basic awareness:

●     "What kind of personal datado you handle in your day-to-day life and how do you protect it?"

●     "If you find a flash drivein the office car park, what do you do with it?"

●     "You get an email from theCEO urgently asking for a transfer, but it seems strange. How would you reportit?"

For IT/Security Staff

Here the inspector will look fortechnical and procedural evidence that policies are rigorously implemented:

●     "Explain to me the processyou follow to register and deregister a user in the systems."

●     "What specific securitymeasures are applied to the laptops of employees who telecommute?"

●     "Please show me theprivileged access log to this server for the last 30 days."

For HR

This department handles particularlysensitive data, so the questions focus on the employee information lifecycle:

●     "Where and how do you storethe CVs of discarded candidates? For how long?"

●     "What is the criterion fordefining the retention period of the files of former employees?"

●     "If an employee exercisestheir right of access to their data, what is the procedure you activate?"

The Response Strategy: The Common Thread

Regardless of the role, the responsestrategy should be consistent: Respond honestly and concisely to what isknown, and not speculate about what is unknown. It is essential that eachperson knows how to escalate the question to their superior or the DPO. Thispreparation is not only a best practice under the GDPR, but aligns with the legal framework that protects these practices[1] awareness and continuous verification. These actions reinforce the awarenesscontrols required by international standards such as ISO 27001,which are a test of diligence before any regulator.

From One-Off Training to aCulture of Awareness

Passing an AEPD inspection is not the endgoal, but the consequence of having a solid and sustainable safety culture. Toachieve this, your human risk management strategy must evolve fromisolated events to an ongoing and, above all, demonstrable awareness process.

Document Each Awareness Initiative

In terms of compliance, what cannot beproven, does not exist. The GDPR principle of proactive responsibilityrequires you, before the AEPD, not only to act, but to be able to demonstrateit. That's why keeping a detailed training record isn't bureaucracy, it'syour best defense. Make sure to keep an exhaustive history of each session,simulation or communication: topics taught, dates, lists of attendees andresults obtained. This evidence is pure gold in the face of a requirement fromthe regulator.

Integrate readiness into the employee lifecycle

One GDPR awareness program It cannot consist of an annual course that is forgotten the following week. To create a real Safety Culture, preparation should be a constant cycle.Integrate it from day one in the onboarding process of a new hire and reinforceit periodically with training pills, awareness campaigns and simulations. Thisapproach allows you to Reallocating resources towards effective prevention[2] ,moving from putting out fires to building a robust and always alert humanfirewall.

Key Questions About Preparing for anInspection

What do AEPD inspectors ask employees?

They do not ask about articles of theGDPR, but about practical day-to-day situations. They want to know howan employee handles the personal data they handle, what exactly they would doin the event of a phishing email, how they protect their laptop outsidethe office, or what is the procedure for reporting a security incident theyhave just detected.

How do I show that my staff is aware of data protection?

The best way to demonstrate this isthrough a comprehensive record of all awareness initiatives and theirresults: trainings, drills, behavioral metrics, etc. This must include thesyllabus of the courses, the dates on which they were taught, the lists ofattendees with their signature, the results of the tests or simulationscarried out and the communications sent. The strength of your defense isbased on this documentary evidence.

Is it mandatory to carry out mock inspections?

There is no explicit legal obligation toconduct drills. However, it is one of the most effective ways to verify anddemonstrate the effectiveness of your security measures, a fundamentalrequirement of the GDPR's principle of proactive accountability. To skip thisstep is to forgo the most reliable validation of your human cybersecuritystrategy.

What is the most important thing an employee should know for aninspection?

You must be clear about yourresponsibility under the GDPR: 1) know how your tasks relate to dataprotection, 2) know the basic procedures of the training received(especially incident reporting), and 3) know who to turn to if a AEPDinspector asks you a question you are unaware of.

Frequently Asked Questions